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Paul Louis Mastrobuoni

Hennion & Walsh, Inc.

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About Paul Louis Mastrobuoni

Paul Louis Mastrobuoni is a registered representative with Hennion & Walsh, Inc. Paul has over 30 years of experience in the financial services industry. His expertise lies in investment strategies and he is committed to providing personalized financial guidance to help clients achieve their goals. Paul is registered with the state of New Jersey and New York.

Firm Information

Paul Mastrobuoni is currently registered with Hennion & Walsh, Inc.. Hennion & Walsh, Inc. is a Corporation formed on October 24, 1989. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Mastrobuoni’s Registration & Firm History

NJ

08/18/2015 - Present

Hennion & Walsh, Inc. (PARSIPPANY NJ)

NJ

11/21/2014 - 06/10/2015

ESPOSITO SECURITIES, LLC (MORRISTOWN NJ)

NY

11/18/2013 - 09/04/2014

CAPITAL GUARDIAN, LLC (NEW YORK NY)

NJ

05/15/2012 - 10/16/2013

COR CLEARING LLC (EDISON NJ)

NY

11/22/2010 - 04/17/2012

SEIDEL & SHAW L.L.C. (NEW YORK NY)

NY

10/15/2010 - 01/20/2011

COLLINS STEWART LLC. (NEW YORK NY)

NJ

08/10/2010 - 10/12/2010

SEIDEL & SHAW L.L.C. (FREEHOLD NJ)

NJ

09/09/2005 - 04/16/2010

PERSHING LLC (JERSEY CITY NJ)

NJ

05/01/2003 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NJ

04/06/1993 - 05/01/2003

PERSHING LLC (JERSEY CITY NJ)

NY

04/15/1992 - 03/19/1993

ASIEL & CO. (NEW YORK NY)

NY

01/01/1990 - 06/05/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 01/18/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/20/1990

Series 3 - National Commodity Futures Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Louis Mastrobuoni.
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