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Paul Lopansri

Wells Fargo Securities, LLC

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About Paul Lopansri

Paul Lopansri is a financial advisor with Wells Fargo Securities, LLC. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 79 license, along with the Securities Industry Essentials Examination (SIE) and Series 63 licenses. Paul has been in the securities industry since June 6, 2012. Paul is registered to conduct business in 53 states and territories.

Firm Information

Paul Lopansri is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Lopansri’s Registration & Firm History

NC

06/07/2012 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Lopansri.
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