Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lieu is a registered investment advisor representative with Calton & Associates, Inc. Paul has been in the securities industry since 1995 and is licensed in Alabama and California. Paul also works with real estate and mobile homes in the Huntington Beach, California area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/14/2014 - Present
Calton & Associates, Inc. (HUNTINGTON BEACH CA)
CA
10/01/2012 - 01/23/2014
J.P. MORGAN SECURITIES LLC (WESTMINSTER CA)
CA
07/01/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CA)
CA
05/29/2007 - 12/17/2009
CITIGROUP GLOBAL MARKETS INC. (LAGUNA HILLS CA)
CA
06/09/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (LAGUNA HILLS CA)
CA
12/18/2003 - 06/05/2006
WELLS FARGO INVESTMENTS, LLC (BREA CA)
NY
06/15/2001 - 12/19/2003
IFMG SECURITIES, INC. (PURCHASE NY)
SC
05/01/2000 - 06/15/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
01/02/1998 - 05/02/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NE
09/25/1997 - 12/31/1997
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
CA
01/31/1997 - 09/17/1997
FN INVESTMENT CENTER (SACRAMENTO CA)
WI
04/20/1995 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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