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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lester Clark is a financial advisor with over 25 years of experience in the financial services industry. Paul has been registered with Wells Fargo Clearing Services, LLC since 2013. Paul has experience in a wide range of financial products and services, including investment management, financial planning, and retirement planning. Paul is a Certified Financial Planner and holds the Series 7, 6, 63 and 66 licenses. Paul has previously worked with J.P. Morgan Securities LLC, Chase Investment Services Corp., CUSO Financial Services, L.P., WM Financial Services, Inc., and PRUCO Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/02/2020 - Present
Wells Fargo Clearing Services, LLC (CAPITOLA CA)
CA
10/01/2012 - 07/02/2013
J.P. MORGAN SECURITIES LLC (GILROY CA)
CA
12/03/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOLLISTER CA)
CA
02/03/2003 - 10/26/2010
CUSO FINANCIAL SERVICES, L.P. (CAPITOLA CA)
CA
04/18/2000 - 02/04/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
11/03/1998 - 04/18/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
KS
10/18/1996 - 10/12/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 07/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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