Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Leslie Gooch is a financial advisor with J.P. Morgan Securities LLC. Paul has been in the industry since 2006 and has experience with a variety of firms, including J.P. Morgan Clearing Corp., Adirondack Electronic Markets LLC, Refco Securities, LLC, Salomon Smith Barney Inc., Chicago Partnership Board, Inc. and Investors Associates, Inc. Paul has a strong track record of success in the financial services industry, and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/19/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/15/2013 - 09/12/2013
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
01/09/2003 - 07/21/2005
ADIRONDACK ELECTRONIC MARKETS LLC (NEW YORK NY)
NY
02/13/2001 - 04/26/2001
REFCO SECURITIES, LLC (NEW YORK NY)
NY
01/20/1998 - 12/21/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IL
11/05/1996 - 07/14/1997
CHICAGO PARTNERSHIP BOARD, INC. (CHICAGO IL)
NJ
08/02/1996 - 10/03/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 02/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/1999
Series 4 - Registered Options Principal Examination
BC
Issued 12/17/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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