Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Leonard Morris is a financial professional with over 25 years of experience in the industry. Paul has been registered with ADP Broker-Dealer, Inc. since 2008. Previously, Paul was registered with HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., and CitiCorp Investment Services. Paul holds the Series 63, Series 26, Series 24, SIE, and Series 7 licenses. Paul is currently registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/05/2008 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
NY
01/01/2005 - 02/01/2008
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
11/03/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
02/08/1995 - 02/15/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 03/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Morris is the right advisor for you? Invested Better is here to help.
