Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Le is a financial professional with over a decade of experience in the industry. Paul has a strong background in securities, including expertise in operations, government securities, and general securities. Paul has a Series 63, Series 7, Series 24, Series 72, and Series 99TO license. Paul is currently registered with Stonex Financial Inc. in New York and New Jersey. Paul's prior experience includes working at INTL FCSTONE PARTNERS L.P. and G.X. CLARKE & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2015 - Present
Stonex Financial Inc. (NEW YORK NY)
NJ
07/06/2011 - 07/10/2015
INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)
NJ
07/30/2010 - 08/18/2010
G.X. CLARKE & CO. (JERSEY CITY NJ)
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2010
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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