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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lawrence Fowler is a registered investment advisor representative and financial advisor. Paul has been in the industry since 1983 and has extensive experience in investment advisory services, financial planning, portfolio management for individuals and businesses, and pension consulting. Paul is currently employed by Moors & Cabot, Inc. He has previously been employed by UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and Morgan Stanley & Co. Incorporated. Paul's previous experience has made him uniquely positioned to advise clients on a wide variety of financial matters. Paul has a proven track record of helping clients achieve their financial goals. He is committed to providing his clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/23/2019 - Present
Moors & Cabot, Inc. (Annapolis MD)
DC
08/12/2016 - 03/11/2019
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
DC
02/11/2009 - 08/23/2016
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
DC
04/02/2007 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
11/05/1999 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NY
01/19/1983 - 11/09/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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