Unclaimed
Paul Lawrence is a registered investment advisor representative with PFS Investments Inc. located in HOOVER, AL. Paul has been in the industry since 2019, and has a total of 13 active registrations with state regulators. Paul has earned the Series 63, Series 65, Series 26, and Series 6TO licenses as well as the SIE designation. The firm, PFS Investments Inc., has over 3500 investment advisor representatives across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AL
09/05/2023 - Present
PFS Investments Inc. (HOOVER AL)
IA
Issued 08/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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