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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Laurence Banta is an investment advisor representative with Fidelity Personal And Workplace Advisors in Jacksonville, Florida. Paul has been in the securities industry since May 28, 2003. Paul holds licenses to operate as a broker-dealer in Florida, Massachusetts, Texas, and Utah. Paul also holds licenses to operate as an investment advisor representative in Florida and Texas. Paul is a registered representative of Fidelity Brokerage Services and a registered investment advisor representative of Fidelity Personal And Workplace Advisors. Paul specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SAINT JOHNS FL)
FL
01/25/2006 - 11/07/2006
STATE FARM VP MANAGEMENT CORP. (ST AUGUSTINE FL)
NJ
01/01/1998 - 12/21/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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