Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Larkin is a financial advisor with Cowen AND Co. Paul has been in the financial services industry since November 13, 2013. Paul is registered with the Financial Industry Regulatory Authority (FINRA) and has been active in the industry for over 10 years. Paul has passed the Series 7, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
09/04/2015 - Present
Cowen AND Co. (CHICAGO IL)
IL
11/05/2013 - 08/25/2015
LINCOLN FINANCIAL ADVISORS CORPORATION (CHICAGO IL)
BOTH
Issued 05/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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