Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lang is a financial professional with over 20 years of experience in the industry. Paul is currently registered with Apex Clearing Corp. and has previously been registered with several other firms including Electronic Transaction Clearing, Inc., Wells Fargo Securities, LLC, Wells Fargo Prime Services, LLC, C.K. Cooper & Company, Inc., Merlin Securities, LLC, Integra Securities Corp., FIMAT Preferred LLC, PreferredTrade, Inc., OnTrade Inc., Banc of America Securities LLC, Access Securities, Inc., Murphey, Marseilles, Smith & Nammack, Inc., J.B. Oxford & Company, Olde Discount Corporation, and Thomas James Associates, Inc. Paul holds several licenses, including the Series 7, Series 10, Series 9, Series 24, Series 25, Series 53, and Series 55. Paul is registered in Texas and is actively working with clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/20/2021 - Present
Apex Clearing Corp. (DALLAS TX)
TX
12/20/2021 - 03/16/2023
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
NY
08/01/2017 - 09/20/2017
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
CA
11/03/2008 - 08/30/2017
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NY
04/03/2008 - 10/24/2008
C.K. COOPER & COMPANY, INC. (NEW YORK NY)
NY
07/17/2007 - 04/03/2008
MERLIN SECURITIES, LLC (NEW YORK NY)
NY
11/13/2006 - 07/09/2007
INTEGRA SECURITIES CORP. (NEW YORK NY)
CA
07/01/2005 - 11/30/2006
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
CA
12/23/2003 - 07/01/2005
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
NY
03/17/2003 - 01/02/2004
ONTRADE INC. (NEW YORK NY)
NY
10/22/1997 - 08/31/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CT
08/13/1997 - 11/20/1997
ACCESS SECURITIES, INC. (STAMFORD CT)
NY
01/01/1997 - 05/08/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CA
08/07/1994 - 12/11/1996
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MI
09/03/1992 - 08/16/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
07/24/1992 - 09/03/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/10/1994
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/1994
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/2004
Series 25 - NYSE Trading Assistant Examination
BC
Issued 12/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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