Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Lacey is a financial advisor with over 10 years of experience in the financial services industry. Paul currently holds Series 7, 99, 52, 53, and 27 licenses. Paul currently works for Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Paul specializes in investment consulting services to institutional clients and provides financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/09/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
CA
05/12/2015 - 04/25/2022
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NC
09/23/2013 - 04/25/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NJ
04/17/2013 - 07/17/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/24/2012 - 07/17/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 07/31/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/22/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/23/2012
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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