Unclaimed
Paul Kincaid Hepper is a registered representative with Harris Williams in Richmond, Virginia. Paul Hepper has been in the financial services industry for over 14 years. Paul Hepper holds the Series 7, 24, 63, and 79 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since June 2010. Paul Hepper is also registered with the state of Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
06/17/2010 - Present
Harris Williams (RICHMOND VA)
GA
07/12/2006 - 06/23/2008
CROFT & BENDER, LLC (ATLANTA GA)
BC
Issued 06/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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