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Paul Khoury Ruben

Cetera Advisors LLC

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About Paul Khoury Ruben

Paul Ruben has been in the financial services industry since 1986. Paul is currently registered with Cetera Advisors LLC and holds the following licenses: Series 6, 7, and SIE. Paul also holds the Series 63 license and is registered in Florida, Michigan, New York, North Carolina, and Texas. Paul has worked at several financial institutions, including Pruco Securities Corporation, New England Securities, and Legacy Financial Services, Inc.

Firm Information

Paul Ruben is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Ruben’s Registration & Firm History

FL

07/18/2007 - Present

Cetera Advisors LLC (MELBOURNE FL)

FL

09/27/2002 - 07/18/2007

LEGACY FINANCIAL SERVICES, INC. (MELBOURNE FL)

TX

02/23/1999 - 09/10/2002

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

NJ

07/10/1992 - 09/25/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

08/14/1991 - 07/15/1992

NEW ENGLAND SECURITIES (NEW YORK NY)

NJ

06/14/1985 - 06/13/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/12/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/13/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Paul Khoury Ruben. Review regulatory record here.
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