Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Bergeron is a financial advisor with over 25 years of experience in the financial services industry. Paul has worked with Charles Schwab & Co., Inc. since 2010. Paul is a Certified Financial Planner and holds a variety of licenses and certifications including Series 3, 4, 7, 9, 10, 55, 57TO and SIE. Paul has a proven track record of success in providing financial advice to individuals and families. Paul is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MA
01/07/2019 - Present
Charles Schwab & CO., Inc. (Lynnfield MA)
NH
03/18/2008 - 07/14/2010
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
04/18/1999 - 05/22/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
03/06/1996 - 03/22/1999
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
10/31/1995 - 01/24/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BC
Issued 11/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/27/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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