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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Kennedy is a financial advisor with over 30 years of experience in the industry. Paul is registered with Wells Fargo Clearing Services, LLC. Paul Kennedy is also registered with the state of California, Arizona, Colorado, Hawaii, Idaho, New York, Ohio, Oregon and Washington. Paul Kennedy has a Series 7, Series 63, and Series 66 license. Paul has experience working with individuals, high net worth individuals, corporations, businesses, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/24/2014 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
11/25/2013 - 09/26/2014
D.A. DAVIDSON & CO. (WESTLAKE VILLAGE CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (WESTLAKE VILLAGE CA)
CA
10/27/2003 - 11/04/2013
CROWELL, WEEDON & CO. (WESTLAKE VILLAGE CA)
MO
05/11/1992 - 10/30/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
05/08/1990 - 05/15/1992
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
01/28/1987 - 05/16/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
04/29/1982 - 02/21/1987
PAINEWEBBER INCORPORATED
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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