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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Kenneth Marshall is a registered investment advisor with Swbc Investment Co. Paul has been in the financial services industry for over 18 years and is registered in California, Missouri and Texas. Paul specializes in providing financial planning, pension consulting and portfolio management for individuals and businesses. Prior to joining Swbc Investment Co. Paul was with Advisors Asset Management, Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/19/2015 - Present
Swbc Investment Co. (SAN ANTONIO TX)
CA
06/14/2005 - 02/26/2015
ADVISORS ASSET MANAGEMENT, INC. (SAN DIEGO CA)
NY
06/07/2004 - 06/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/28/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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