Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul San is a financial advisor with over 25 years of experience in the industry. Paul San is currently registered with Wells Fargo Clearing Services, LLC and has previously been registered with several other firms including J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC. Paul San has a wide range of experience in the financial services industry and is well-equipped to help clients with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/12/2024 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
05/31/2013 - 10/22/2022
J.P. MORGAN SECURITIES LLC (THOUSAND OAKS CA)
CA
01/03/2011 - 05/31/2013
WELLS FARGO ADVISORS, LLC (VENTURA CA)
CA
10/02/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (VENTURA CA)
CA
12/11/2004 - 08/28/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
06/17/2003 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
GA
04/12/2002 - 03/13/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
02/15/2002 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
NJ
06/13/2000 - 03/07/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/04/1995 - 06/15/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/04/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
WI
10/13/1994 - 03/20/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 02/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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