Unclaimed
Paul Miller is an active investment advisor representative with j.p. Morgan Securities LLC. Paul has been in the industry since 1987 and has extensive experience in the securities industry. Paul is licensed in multiple states and holds several professional licenses, including Series 3, 7, 10, 9, 24, 52TO, 53, 63, 66 and SIE. Paul has previously worked at a number of other firms, including Robert W. Baird & Co. Incorporated, Frederick & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul specializes in providing investment advisory services to individuals, businesses, pension and profit-sharing plans, and charitable organizations. Paul's clients benefit from his experience and knowledge of the securities markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2012 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
WI
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)
IL
08/03/2005 - 12/20/2006
PMG SECURITIES CORPORATION (ELGIN IL)
IL
02/25/2004 - 08/22/2006
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IL
02/26/1997 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
08/16/1993 - 12/09/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/05/1990 - 10/02/1990
FREDERICK & COMPANY, INC. (BROOKFIELD WI)
NY
02/10/1986 - 01/06/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/22/1984 - 12/17/1985
BLUNT ELLIS & LOEWI INCORPORATED
BOTH
Issued 03/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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