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Paul K Miller

J.p. Morgan Securities LLC

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About Paul K Miller

Paul Miller is an active investment advisor representative with j.p. Morgan Securities LLC. Paul has been in the industry since 1987 and has extensive experience in the securities industry. Paul is licensed in multiple states and holds several professional licenses, including Series 3, 7, 10, 9, 24, 52TO, 53, 63, 66 and SIE. Paul has previously worked at a number of other firms, including Robert W. Baird & Co. Incorporated, Frederick & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul specializes in providing investment advisory services to individuals, businesses, pension and profit-sharing plans, and charitable organizations. Paul's clients benefit from his experience and knowledge of the securities markets.

Firm Information

Paul Miller is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Paul Miller’s Registration & Firm History

NY

10/01/2012 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

WI

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)

IL

08/03/2005 - 12/20/2006

PMG SECURITIES CORPORATION (ELGIN IL)

IL

02/25/2004 - 08/22/2006

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

IL

02/26/1997 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

08/16/1993 - 12/09/1996

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

01/05/1990 - 10/02/1990

FREDERICK & COMPANY, INC. (BROOKFIELD WI)

NY

02/10/1986 - 01/06/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/22/1984 - 12/17/1985

BLUNT ELLIS & LOEWI INCORPORATED

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Licenses & Designations

BOTH

Issued 03/14/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/08/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/18/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 05/02/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1993

Series 7 - General Securities Representative Examination

BC

Issued 04/17/1984

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Paul K Miller.
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