Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Jun is a registered representative with Smbc Nikko Securities America, Inc. Paul has been in the securities industry since 2003 and has a broad range of experience in the financial services industry. Paul is a highly motivated and results-oriented individual who is committed to providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/11/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/29/2008 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/2006 - 07/25/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/12/2003 - 08/10/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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