Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Vannuki is a financial advisor with over 30 years of experience in the industry. Paul is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions at firms including Salomon Smith Barney Inc., Lehman Brothers Inc., Paine Webber Incorporated, and Cantor, Fitzgerald & Co., Inc. Paul holds multiple FINRA licenses and is registered to provide investment advice in over 20 states. Paul is able to offer investment services including portfolio management for both businesses and individuals, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/03/2024 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
NY
07/31/1993 - 02/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
01/21/1987 - 03/11/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/23/1986 - 02/02/1987
CANTOR, FITZGERALD & CO., INC.
IA
Issued 02/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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