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Paul Joseph Sularz

Loop Capital Markets LLC

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About Paul Joseph Sularz

Paul Sularz is a financial professional with over 25 years of experience in the industry. Paul is currently registered with Loop Capital Markets LLC in Chicago, Illinois. Previously, Paul has worked with William Blair in Chicago, J.P. Morgan Securities Inc. in New York, BANC One Capital Markets, Inc. in Chicago, and Kemper Distributors, Inc. in Chicago. Paul holds the Series 3, 4, 6, 7, 24, and 63 licenses.

Firm Information

Paul Sularz is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Paul Sularz’s Registration & Firm History

IL

10/18/2021 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

07/06/2006 - 09/30/2021

WILLIAM BLAIR (CHICAGO IL)

NY

08/02/2004 - 05/04/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

IL

11/06/1998 - 08/02/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

IL

02/01/1995 - 02/13/1995

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

NA

06/28/1990 - 02/01/1995

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 12/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2000

Series 4 - Registered Options Principal Examination

BC

Issued 12/07/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/1991

Series 3 - National Commodity Futures Examination

BC

Issued 12/11/1990

Series 7 - General Securities Representative Examination

BC

Issued 06/23/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Paul Joseph Sularz.
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