Unclaimed
Paul Sprague is a financial advisor with Voya Financial Advisors, Inc. Paul has been in the industry for over 30 years. Paul has offices in Oceanside and Redlands, California. Paul specializes in providing financial planning, educational seminars, and portfolio management services for individuals and businesses. Paul is registered with FINRA and is a Registered Investment Advisor (RIA) in California, New York, and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Voya Financial Advisors, Inc. (OCEANSIDE CA)
CA
09/13/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (OCEANSIDE CA)
CT
09/13/2000 - 09/29/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
MA
05/13/1991 - 06/28/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/13/1991 - 06/28/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
05/24/1996 - 03/04/1999
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
CA
03/21/1990 - 03/13/1991
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
BOTH
Issued 03/04/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/01/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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