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Paul Joseph Sprague

Voya Financial Advisors, Inc.

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About Paul Joseph Sprague

Paul Sprague is a financial advisor with Voya Financial Advisors, Inc. Paul has been in the industry for over 30 years. Paul has offices in Oceanside and Redlands, California. Paul specializes in providing financial planning, educational seminars, and portfolio management services for individuals and businesses. Paul is registered with FINRA and is a Registered Investment Advisor (RIA) in California, New York, and other states.

Firm Information

Paul Sprague is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Sprague’s Registration & Firm History

CA

01/03/2011 - Present

Voya Financial Advisors, Inc. (OCEANSIDE CA)

CA

09/13/2000 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (OCEANSIDE CA)

CT

09/13/2000 - 09/29/2000

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

MA

05/13/1991 - 06/28/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/13/1991 - 06/28/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

FL

05/24/1996 - 03/04/1999

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)

CA

03/21/1990 - 03/13/1991

SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)

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Licenses & Designations

BOTH

Issued 03/04/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/07/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2005

Series 24 - General Securities Principal Examination

BC

Issued 03/01/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1999

Series 7 - General Securities Representative Examination

BC

Issued 03/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paul Joseph Sprague. Review regulatory record here.
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