Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Socha is a financial advisor currently employed at American Enterprise Investment Services Inc. He is a registered representative in Minnesota with Series 4, 63, 7, and SIE licenses. Paul has been in the financial services industry since 2007 and has previous experience with Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
10/02/2009 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
10/05/2009 - 04/15/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
03/29/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)
BC
Issued 10/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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