Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Joseph Smith is a financial professional with over 30 years of experience in the industry. Paul is a registered representative of Cetera Investment Advisers LLC and is licensed to provide financial advice in multiple states. Paul is also a registered investment advisor in Illinois. He has previously worked with Foresters Equity Services, Inc., Lincoln Financial Securities Corporation, Polaris Financial Services, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Paul has a comprehensive understanding of the financial markets and is dedicated to providing personalized investment advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
10/30/2018 - Present
Cetera Investment Advisers LLC (OAKWOOD HILLS IL)
IL
03/22/2012 - 10/31/2018
FORESTERS EQUITY SERVICES, INC. (CARY IL)
IL
07/08/2000 - 03/22/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (CARY IL)
NH
02/06/1996 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
MA
12/04/1991 - 01/06/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/04/1991 - 01/06/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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