Unclaimed
Paul Joseph Raspa is a financial advisor currently working at J.p. Morgan Securities LLC. Paul has been in the financial industry since June 30, 2016, and holds a Series 7, 63, Series 6TO, Series 24 and SIE licenses. Paul is registered in Connecticut, New Jersey and New York. Paul's experience includes previous roles with BLUESTONE CAPITAL CORP., HORNBLOWER & WEEKS, INC., ROYAL HUTTON SECURITIES CORP., LT LAWRENCE & CO., INC., FIRST CAMBRIDGE SECURITIES CORPORATION, A.S. GOLDMEN & CO., INC., and JOSEPH STEVENS & COMPANY, L.P.. Paul has a long history of working in the financial industry and is dedicated to providing clients with comprehensive financial services. Paul is a highly qualified advisor with the experience and expertise to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
02/20/2024 - Present
J.p. Morgan Securities LLC (BEDMINSTER NJ)
NY
12/12/2000 - 11/02/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
NY
10/14/1998 - 01/05/2001
HORNBLOWER & WEEKS, INC. (NEW YORK NY)
NY
05/27/1998 - 01/29/1999
ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)
NY
11/21/1996 - 04/29/1998
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
04/19/1996 - 01/13/1997
FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NJ
05/17/1995 - 05/21/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
05/03/1994 - 05/17/1995
JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)
NJ
02/16/1994 - 05/05/1994
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 04/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/20/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/02/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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