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Paul Joseph Raspa

J.p. Morgan Securities LLC

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About Paul Joseph Raspa

Paul Joseph Raspa is a financial advisor currently working at J.p. Morgan Securities LLC. Paul has been in the financial industry since June 30, 2016, and holds a Series 7, 63, Series 6TO, Series 24 and SIE licenses. Paul is registered in Connecticut, New Jersey and New York. Paul's experience includes previous roles with BLUESTONE CAPITAL CORP., HORNBLOWER & WEEKS, INC., ROYAL HUTTON SECURITIES CORP., LT LAWRENCE & CO., INC., FIRST CAMBRIDGE SECURITIES CORPORATION, A.S. GOLDMEN & CO., INC., and JOSEPH STEVENS & COMPANY, L.P.. Paul has a long history of working in the financial industry and is dedicated to providing clients with comprehensive financial services. Paul is a highly qualified advisor with the experience and expertise to help clients achieve their financial goals.

Firm Information

Paul Raspa is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Paul Raspa’s Registration & Firm History

NJ

02/20/2024 - Present

J.p. Morgan Securities LLC (BEDMINSTER NJ)

NY

12/12/2000 - 11/02/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

NY

10/14/1998 - 01/05/2001

HORNBLOWER & WEEKS, INC. (NEW YORK NY)

NY

05/27/1998 - 01/29/1999

ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)

NY

11/21/1996 - 04/29/1998

LT LAWRENCE & CO., INC. (NEW YORK NY)

NY

04/19/1996 - 01/13/1997

FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NJ

05/17/1995 - 05/21/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

NY

05/03/1994 - 05/17/1995

JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)

NJ

02/16/1994 - 05/05/1994

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

BC

Issued 04/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2000

Series 24 - General Securities Principal Examination

BC

Issued 02/20/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/02/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Paul Joseph Raspa. Review regulatory record here.
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