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Paul Joseph Phillips

Synergy Asset Management, LLC

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About Paul Joseph Phillips

Paul Phillips is an investment advisor representative with Synergy Asset Management, LLC. Paul has been in the industry for over 30 years and has experience working with a wide range of clients, including high-net-worth individuals, investment companies, and pooled investment vehicles. Paul is also a FINRA arbitrator and has been involved in numerous arbitration cases. Paul is committed to providing his clients with the highest level of service and expertise.

Firm Information

Paul Phillips is currently registered with Synergy Asset Management, LLC. Synergy Asset Management, LLC is an investment advisor based in Vancouver, WA, with approximately $823.7 million in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals, and portfolio management for pooled investment vehicles. They also offer other services, including signal provider and sub-adviser. Synergy Asset Management primarily serves high-net-worth individuals, other investment advisors, and individuals other than high-net-worth.
Synergy Asset Management, LLC

13215 SE MILL PLAIN BLVD

VANCOUVER, WA 98684

$823.71M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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signal provider; sub-adviser

Signal provider; sub-adviser

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Paul Phillips’s Registration & Firm History

WA

02/03/2023 - Present

Synergy Asset Management, LLC (VANCOUVER WA)

AZ

01/12/2009 - 01/11/2021

TD AMERITRADE, INC. (SCOTTSDALE AZ)

FL

12/11/2007 - 01/21/2009

PEAK SECURITIES CORPORATION (LARGO FL)

IL

06/24/2005 - 12/07/2005

BROKERSXPRESS LLC (CHICAGO IL)

NC

03/09/2004 - 06/17/2005

SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)

GA

06/10/2002 - 11/03/2003

TRIAD ADVISORS, INC. (ATLANTA GA)

AZ

01/19/2001 - 06/11/2002

CUE (PHOENIX AZ)

NY

09/01/1999 - 05/08/2000

A.B. WATLEY, INC. (NEW YORK NY)

TX

12/06/1993 - 09/07/1999

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MN

08/13/1992 - 11/15/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/13/1992 - 11/15/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 10/03/2006

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/30/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/15/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Paul Joseph Phillips.
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