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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Phillips is an investment advisor representative with Synergy Asset Management, LLC. Paul has been in the industry for over 30 years and has experience working with a wide range of clients, including high-net-worth individuals, investment companies, and pooled investment vehicles. Paul is also a FINRA arbitrator and has been involved in numerous arbitration cases. Paul is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Signal provider; sub-adviser
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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WA
02/03/2023 - Present
Synergy Asset Management, LLC (VANCOUVER WA)
AZ
01/12/2009 - 01/11/2021
TD AMERITRADE, INC. (SCOTTSDALE AZ)
FL
12/11/2007 - 01/21/2009
PEAK SECURITIES CORPORATION (LARGO FL)
IL
06/24/2005 - 12/07/2005
BROKERSXPRESS LLC (CHICAGO IL)
NC
03/09/2004 - 06/17/2005
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
GA
06/10/2002 - 11/03/2003
TRIAD ADVISORS, INC. (ATLANTA GA)
AZ
01/19/2001 - 06/11/2002
CUE (PHOENIX AZ)
NY
09/01/1999 - 05/08/2000
A.B. WATLEY, INC. (NEW YORK NY)
TX
12/06/1993 - 09/07/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
08/13/1992 - 11/15/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/13/1992 - 11/15/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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