Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Joseph Pfeiffer is a registered representative with T. Rowe Price Investment Services, Inc. Paul has been in the financial services industry since 2007. Paul holds Series 7, 24, 63, 99TO and SIE licenses. Paul is registered in California and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
01/09/2007 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
BC
Issued 07/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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