Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Joseph Pezza is a financial advisor with Hazard & Siegel, Inc. Paul Joseph Pezza has been working in the financial services industry since March 1, 2006 and is registered with the state of Virginia. Paul Joseph Pezza is licensed to sell securities in Virginia, having obtained the Series 7, Series 66, and Series 26 exams. Paul Joseph Pezza is also a registered principal with the firm. Paul Joseph Pezza has held previous positions with a variety of firms including Capital Brokerage Corporation, Ridgeway & Conger, Inc., and Investors Capital Corp.. Paul Joseph Pezza's prior roles have included positions at MetLife Securities Inc., Fortune Financial Services, Inc., IFMG Securities, Inc., and Banc of America Investment Services, Inc. Paul Joseph Pezza also has experience with Quick & Reilly, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/15/2022 - Present
Hazard & Siegel, Inc. (DEWITT NY)
VA
02/28/2013 - 01/24/2020
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MA
08/17/2010 - 02/06/2013
HAZARD & SIEGEL, INC. (FALL RIVER MA)
NY
05/21/2009 - 12/16/2009
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
MA
10/27/2008 - 04/22/2009
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
06/03/2008 - 11/04/2008
METLIFE SECURITIES INC. (ELMSFORD NY)
PA
06/06/2007 - 05/19/2008
FORTUNE FINANCIAL SERVICES, INC. (MONACA PA)
RI
06/06/2005 - 06/12/2006
IFMG SECURITIES, INC. (EAST PROVIDENCE RI)
MA
10/20/2004 - 12/15/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/11/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/18/2001 - 11/02/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 10/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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