Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Notermann is a financial advisor registered with Ameriprise Financial Services, LLC. Paul has over 36 years of experience in the financial services industry. Paul is a licensed investment advisor in Minnesota, Texas and Florida. Paul provides investment advice to individuals, families, businesses, trusts, estates, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Paul has worked for multiple firms throughout their career including Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, WS Griffith Securities, Inc., MONY Securities Corp., The Equitable Life Assurance Society of the United States and Equico Securities, Inc. Paul is a member of the Financial Services Group of Prior Lake.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/03/2017 - Present
Ameriprise Financial Services, LLC (EDINA MN)
MN
11/21/2011 - 11/06/2017
MORGAN STANLEY (BLOOMINGTON MN)
MN
01/03/2003 - 11/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ST. PAUL MN)
CT
10/13/1997 - 01/24/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NY
01/22/1991 - 10/14/1997
MONY SECURITIES CORP. (NEW YORK NY)
NY
10/02/1986 - 01/10/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/02/1986 - 01/10/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2002
Series 4 - Registered Options Principal Examination
BC
Issued 02/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Notermann is the right advisor for you? Invested Better is here to help.
