Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Joseph Mertens is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Paul has been in the financial services industry for over 25 years, having previously worked for Commonwealth Financial Network, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Donaldson, Lufkin & Jenrette Securities Corporation, and Smith Barney Inc. Paul holds the Series 7, 9, 10, 63, and 65 licenses and has experience in providing financial planning, portfolio management, and pension consulting services. Paul is also a registered representative with the firm and is licensed in Arizona, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Hampshire, North Carolina, Ohio, Oregon, Pennsylvania, Virginia, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
05/07/2024 - Present
Raymond James Financial Services Advisors, Inc. (Boston MA)
MA
02/17/2006 - 02/28/2017
COMMONWEALTH FINANCIAL NETWORK (BOSTON MA)
MA
02/05/2001 - 03/06/2006
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
01/04/1999 - 02/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
06/18/1997 - 09/29/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
02/08/1996 - 03/29/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 02/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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