Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul McCormack is a financial professional with over 20 years of experience in the financial services industry. Paul has a strong background in securities trading and has held positions with a variety of firms, including Morgan Stanley Smith Barney and American Express Financial Advisors. Paul is currently a Registered Representative and Principal with State Street Global Markets, LLC. Paul holds FINRA Series 7, 24, 3, 31, 57 and 63 licenses, along with the Securities Industry Essentials (SIE) exam. Paul is licensed to conduct securities business in all 50 states, the District of Columbia, Puerto Rico, and the US Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/22/2019 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
05/19/2010 - 08/10/2010
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
NA
05/01/1991 - 11/18/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
05/01/1991 - 11/18/1991
IDS LIFE INSURANCE COMPANY
BC
Issued 08/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/15/2019
Series 57TO - Securities Trader Exam
BC
Issued 09/21/2019
Series 3 - National Commodity Futures Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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