Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Leyden is a registered representative and investment advisor representative with over 38 years of experience in the financial services industry. Paul is currently affiliated with Oppenheimer & Co. Inc. and has previously held positions with RBC Capital Markets, LLC, Tucker Anthony Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Paul has a wide range of experience in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Paul is also a registered principal and has passed several industry exams, including the Series 7, 8, 9, 10, 63, 65, 3, and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NH
08/12/2019 - Present
Oppenheimer & Co. Inc. (PORTSMOUTH NH)
NH
03/09/2002 - 12/31/2017
RBC CAPITAL MARKETS, LLC (NASHUA NH)
MA
01/17/1990 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
04/11/1988 - 02/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/20/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/31/2024
Series 99TO - Operations Professional Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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