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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Joseph Lafountain is a registered investment advisor representative with Citigroup Global Markets Inc. Paul Joseph Lafountain has been in the financial industry since July 1999. Paul Joseph Lafountain is registered with the following securities authorities: California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Kansas, Maryland, Massachusetts, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, and Virginia. Paul Joseph Lafountain has been registered with Citigroup Global Markets Inc. since May 2007. Previously, Paul Joseph Lafountain worked at CITICORP INVESTMENT SERVICES and MORGAN STANLEY DW INC. Paul Joseph Lafountain holds the following FINRA series licenses: Series 7, Series 31, and Series 66. Paul Joseph Lafountain also holds the following state licenses: Series 63. Paul Joseph Lafountain has experience providing asset allocation advice, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (COMMACK NY)
NY
06/14/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LAKE GROVE NY)
NY
11/19/2001 - 06/10/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
05/22/1996 - 09/30/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BOTH
Issued 11/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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