linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Paul Joseph Grass

R. F. Lafferty & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Paul? Claim Your Profile

About Paul Joseph Grass

Paul Joseph Grass is a financial professional with over 40 years of experience in the industry. He is currently registered with R. F. Lafferty & Co., Inc. and has held previous positions at Wall Street Investor Services, Royal/Grimm & Davis, Inc. and Douglas Stewart Incorporated. Paul is a Series 7, 24, 4, 63, 79TO, 99TO, and SIE licensed professional, and has extensive knowledge of securities and investment banking. Paul has experience working with high-net-worth individuals, corporations and other businesses. He provides portfolio management services for individuals and offers selection of other advisors.

Firm Information

Paul Grass is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Paul Grass’s Registration & Firm History

NY

12/23/1992 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

04/23/1990 - 05/04/1992

WALL STREET INVESTOR SERVICES (NEW YORK NY)

NY

01/06/1982 - 04/23/1990

ROYAL/GRIMM & DAVIS, INC. (NEW YORK NY)

NA

03/23/1981 - 01/03/1982

DOUGLAS STEWART INCORPORATED

Not sure if Paul Joseph Grass is right for you?

Licenses & Designations

BC

Issued 10/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/1987

Series 24 - General Securities Principal Examination

BC

Issued 10/29/1985

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul Joseph Grass.
Not sure if Paul Joseph Grass is right for you?