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Paul Joseph Ferraioli

Neuberger Berman BD LLC

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About Paul Joseph Ferraioli

Paul Joseph Ferraioli is a financial advisor with Neuberger Berman BD LLC. Paul has been in the industry since 1997 and holds various licenses and certifications including Series 3, 4, 7, 9, 10, 55, 57TO, 63, and SIE. He is registered in Illinois, Indiana, New York, and Ohio. Paul's experience and qualifications make him a valuable asset to Neuberger Berman BD LLC.

Firm Information

Paul Ferraioli is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Paul Ferraioli’s Registration & Firm History

NY

07/30/1997 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NA

07/30/1997 - 09/17/1998

NEUBERGER & BERMAN, LLC

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Licenses & Designations

BC

Issued 09/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2004

Series 4 - Registered Options Principal Examination

BC

Issued 01/29/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/28/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2003

Series 3 - National Commodity Futures Examination

BC

Issued 05/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul Joseph Ferraioli.
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