Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Ferguson is a financial advisor with over 14 years of experience in the financial industry. He has a broad range of experience in the financial services industry, having worked with firms such as U.S. BANCORP INVESTMENTS, INC., M HOLDINGS SECURITIES, INC., and CITIGROUP GLOBAL MARKETS INC. Paul currently works with Charles Schwab & CO., Inc. and is licensed to offer investment advice in 53 states and territories. He has earned multiple licenses and certifications, including the Series 7, 63, 66, 31 and 24. Paul specializes in financial planning, investment management and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
06/24/2019 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CO
05/30/2012 - 10/15/2015
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
CO
06/09/2009 - 07/12/2011
M HOLDINGS SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
10/28/2005 - 02/24/2009
CITIGROUP GLOBAL MARKETS INC. (BOULDER CO)
BC
Issued 07/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/25/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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