Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Faulkner is a financial advisor with over 30 years of experience in the financial services industry. Paul is currently registered with Alight Financial Advisors, LLC in Charlotte, North Carolina. Prior to joining Alight Financial Advisors, LLC, Paul was employed by AON HEWITT FINANCIAL ADVISORS LLC in Charlotte, North Carolina. Paul is also a Chartered Financial Consultant (ChFC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
NC
07/19/2012 - Present
Alight Financial Advisors, LLC (CHARLOTTE NC)
CT
08/11/2011 - 01/19/2012
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
CT
02/18/2009 - 07/29/2011
ING INVESTMENT ADVISORS, LLC (HARTFORD CT)
CT
02/07/2007 - 02/17/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
12/07/2006 - 12/12/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
03/13/2006 - 12/07/2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
NJ
12/06/2004 - 10/27/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
08/28/2002 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
CT
01/08/1998 - 10/24/2001
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
PA
10/02/1992 - 12/31/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
10/05/1989 - 09/30/1992
CIGNA CAPITAL BROKERAGE, INC.
PA
01/18/1989 - 10/04/1989
CIGNA SECURITIES, INC. (RADNOR PA)
IA
Issued 03/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Paul Faulkner is the right advisor for you? Invested Better is here to help.
