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Paul Joseph Farrington

Jonestrading

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About Paul Joseph Farrington

Paul Farrington is a financial professional with over 25 years of experience in the industry. Paul is currently registered with Jonestrading and holds the Series 7, 24, 55, 57TO, and SIE licenses. Paul is also registered with the states of California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, Texas, Virginia, and West Virginia. Previously, Paul has worked with SunTrust Capital Markets, Inc., The Robinson-Humphrey Company, LLC, J.C. Bradford & Co., Everen Securities, Inc., First Chicago NBD Investment Services, Inc., and McDonnell, Inc.

Firm Information

Paul Farrington is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Farrington’s Registration & Firm History

CA

09/05/2006 - Present

Jonestrading (THOUSAND OAKS CA)

GA

07/27/2001 - 08/25/2006

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

GA

08/28/2000 - 07/27/2001

THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)

NY

08/19/1999 - 07/06/2000

J.C. BRADFORD & CO. (NEW YORK NY)

MO

02/17/1998 - 09/08/1999

EVEREN SECURITIES, INC. (ST. LOUIS MO)

IL

06/25/1997 - 01/30/1998

FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)

IL

01/28/1997 - 06/18/1997

MCDONNELL, INC. (KENILWORTH IL)

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Licenses & Designations

BC

Issued 02/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul Joseph Farrington.
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