Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Davis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Leawood, Kansas. Paul has been working in the financial services industry since 2018 and has experience at several firms including Robinhood Financial, LLC and Charles Schwab & Co., Inc.. Paul has a Series 63, Series 66, Series 7, and Series 10 license. Paul has also been awarded the Series 4 and Series 9 license. Paul's current role focuses on providing investment advice and portfolio management for both individuals and businesses. Paul is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
11/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEAWOOD KS)
AZ
06/08/2021 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
11/19/2018 - 06/08/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 11/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2021
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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