Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Joseph Carico is an investment advisor representative with LPL Financial LLC. Paul has been in the financial industry since August 1999. Paul has been associated with LPL Financial LLC since February 2003. Paul also has previous experience with MML Investors Services, LLC, MSI Financial Services, Inc., Brookstreet Securities Corporation and Morgan Stanley DW Inc. Paul is licensed to do business in Alabama, Florida, Indiana, Maine, Maryland, Michigan, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/18/2020 - Present
LPL Financial LLC (SARASOTA FL)
FL
03/25/2017 - 12/21/2020
MML INVESTORS SERVICES, LLC (SARASOTA FL)
FL
01/22/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SARASOTA FL)
FL
02/14/2003 - 02/02/2016
LPL FINANCIAL LLC (SARASOTA FL)
CA
05/23/2002 - 02/25/2003
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
NY
08/20/1999 - 05/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/07/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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