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Paul Joseph Burke

Smbc Nikko Securities America, Inc.

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About Paul Joseph Burke

Paul Joseph Burke is a financial advisor with Smbc Nikko Securities America, Inc., registered in the state of New York. Paul has been in the industry for over four years and is licensed to provide investment advice in all 50 states. Paul is a Series 7TO and Series 79TO registered representative and is a Principal with Series 24.

Firm Information

Paul Burke is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Burke’s Registration & Firm History

NY

12/11/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/16/2019 - 12/01/2023

MORGAN STANLEY & CO. LLC (New York NY)

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Licenses & Designations

BC

Issued 08/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2021

Series 24 - General Securities Principal Examination

BC

Issued 05/03/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/13/2019

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Paul Joseph Burke.
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