Unclaimed
Paul Joseph Burke is a financial advisor with Smbc Nikko Securities America, Inc., registered in the state of New York. Paul has been in the industry for over four years and is licensed to provide investment advice in all 50 states. Paul is a Series 7TO and Series 79TO registered representative and is a Principal with Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/16/2019 - 12/01/2023
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 08/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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