Unclaimed
Paul Joseph Ayd is a financial professional with over 25 years of experience in the industry. Paul is currently registered with Stifel, Nicolaus & Company, Inc. and is located in the Long Beach, California branch. Paul's career has included prior experience with Miller Buckfire & Co., LLC and Legg Mason Wood Walker, Incorporated. Paul is licensed to provide investment advice in California and is also a registered representative. Paul is committed to providing clients with the highest quality of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/23/2023 - Present
Stifel, Nicolaus & Company, Inc. (LONG BEACH CA)
NY
10/04/2013 - 10/30/2013
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
MD
02/12/1998 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/11/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/11/2000
Series 14 - Compliance Officer Examination
BC
Issued 12/27/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/14/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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