Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul John Zaio is a financial advisor with over 30 years of experience in the financial services industry. Paul is currently registered with LPL Financial LLC and has been with them since 2003. Previously, Paul worked with A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul offers a variety of services to his clients, including financial planning, portfolio management, and retirement planning. Paul holds Series 7, Series 24, Series 31, Series 63, and Series 65 licenses. Paul is a dedicated and experienced advisor who is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/15/2010 - Present
LPL Financial LLC (MOUNT PLEASANT SC)
MO
07/05/1995 - 02/21/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/22/1992 - 07/12/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/27/1992 - 07/29/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 04/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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