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Paul John Tuzinkiewicz

Mizuho Securities USA LLC

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About Paul John Tuzinkiewicz

Paul Tuzinkiewicz is a financial advisor with Mizuho Securities USA LLC, with over 25 years of experience in the financial services industry. Paul has a strong background in securities, having worked with various financial institutions such as HSBC Securities (USA) Inc., Dresdner Kleinwort Wasserstein Securities LLC, and Lehman Brothers Inc. Paul's expertise and experience are complemented by his Series 7 and Series 63 licenses and the SIE exam. Paul currently serves clients in several states including Alabama, Alaska, Arizona, Arkansas, and California, among others.

Firm Information

Paul Tuzinkiewicz is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Paul Tuzinkiewicz’s Registration & Firm History

NY

12/11/2007 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/20/2003 - 12/03/2007

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

01/09/2003 - 07/15/2003

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

02/04/2002 - 01/06/2003

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)

NY

05/10/2001 - 02/01/2002

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

01/10/2001 - 12/12/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/01/1999 - 04/05/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/18/1995 - 06/14/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

12/22/1993 - 04/05/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 12/29/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Paul John Tuzinkiewicz.
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