Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul John Steffy is a financial advisor with Vanguard Marketing Corp. Paul is registered with FINRA as a Registered Representative and with 53 states as an Investment Advisor Representative. Paul has been in the industry since 2020. Paul is a Series 7 and 66 licensed professional. Paul was previously employed by Equitable Advisors, LLC from 2020 to 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/20/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
08/08/2020 - 06/06/2022
EQUITABLE ADVISORS, LLC (BALA CYNWYD PA)
BOTH
Issued 10/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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