Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Schulte is a financial advisor currently associated with LPL Financial LLC in West Des Moines, IA. Paul has been in the securities industry since March 2, 1992. Paul has passed the Series 6, 7, 24, 63, 65, SIE and 99 exams and holds licenses in 17 states. Paul has previously worked for Securities America, Inc., 1717 Capital Management Company, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, LINSCO/Private Ledger Corp., Financial Network Investment Corporation, Wall Street Investor Services, PRUCO Securities Corporation, and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
01/31/2024 - Present
LPL Financial LLC (WEST DES MOINES IA)
IA
02/06/2008 - 12/19/2023
SECURITIES AMERICA, INC. (WEST DES MOINES IA)
IA
08/28/2003 - 02/08/2008
1717 CAPITAL MANAGEMENT COMPANY (WEST DES MOINES IA)
NY
08/27/1996 - 08/25/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/27/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
SC
06/22/1995 - 08/27/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
01/03/1994 - 06/27/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
10/04/1993 - 12/31/1993
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NJ
02/10/1992 - 09/15/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/10/1992 - 09/15/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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