Unclaimed
Paul John Hennen is a financial advisor with over 39 years of experience in the industry. Paul is registered with LPL Financial LLC and is currently licensed to provide advisory services in Minnesota and North Dakota. Paul has previously been employed with Harbour Investments, Inc., National Securities Corporation, Intersecurities, Inc., Securities Service Network, Inc., First Montauk Securities Corp., John G. Kinnard and Company, Incorporated, IRI Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Paul offers a wide range of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/11/2021 - Present
LPL Financial LLC (WHITE BEAR LAKE MN)
MN
11/23/2012 - 11/10/2021
HARBOUR INVESTMENTS, INC. (MAPLE GROVE MN)
FL
07/25/2007 - 11/30/2012
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
06/04/2007 - 07/17/2007
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MN
12/19/2006 - 06/01/2007
SECURITIES SERVICE NETWORK, INC. (PLYMOUTH MN)
MN
07/17/1995 - 01/10/2007
FIRST MONTAUK SECURITIES CORP. (PLYMOUTH MN)
MN
11/02/1988 - 07/20/1995
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
01/08/1985 - 11/08/1988
IRI SECURITIES CORPORATION
NA
05/24/1982 - 01/08/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1984
Series 5 - Interest Rate Options Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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