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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Aubin is a financial advisor with LPL Financial LLC. Paul has been in the financial services industry since 1996. Paul works with a wide range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Paul provides a variety of financial services, including financial planning, portfolio management, and investment consulting. Paul is registered to provide investment advice in 22 states. Paul has been with LPL Financial LLC since May 2022. Prior to that, Paul was with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Paul is a Series 7, 31 and 66 licensed financial advisor. Paul provides investment consulting to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/26/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
VA
06/22/2018 - 05/25/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HERNDON VA)
VA
02/19/2008 - 06/22/2018
WELLS FARGO CLEARING SERVICES, LLC (LEESBURG VA)
VA
04/02/2007 - 02/25/2008
MORGAN STANLEY & CO., INCORPORATED (RESTON VA)
VA
01/31/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RESTON VA)
GA
05/26/2000 - 02/25/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
11/05/1996 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
BOTH
Issued 12/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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